Filings
564 filings found
| Date | Type | Summary | |
|---|---|---|---|
| 2021-04-08 | 3 | Director Adriana Cisneros disclosed beneficial ownership of 5,600 shares of Class A Common Stock and warrants to purchase 2,800 shares held indirectly through her spouse, acquired via purchases of New Providence Acquisition Corp. units in December 2020 and January 2021 at prices ranging from $10.80 to $15.82 per unit. The warrants are exercisable at $11.50 per share and become active 30 days after completion of the initial business combination or 12 months after the IPO closing, whichever is later, expiring five years after the business combination. | r/ASTS |
| 2021-04-08 | 4 | Director Adriana Cisneros acquired 200,000 shares of Class A common stock at $10 per share and approximately 9.9 million Class B common units through Invesat LLC as part of the April 6, 2021 business combination closing between New Providence Acquisition Corp. and AST & Science, LLC. She also received stock options totaling over 1 million shares exercisable at $0.0642 per share, with vesting and redemption provisions tied to the business combination anniversary dates. | r/ASTS |
| 2021-04-08 | 3 | Amin Tareq filed an initial Form 3 statement on April 6, 2021, disclosing his position as a director at AST SpaceMobile, Inc. The filing indicates that Tareq beneficially owns no securities in the company as of the filing date. This is a standard initial disclosure form required when a new officer or director joins a public company. | r/ASTS |
| 2021-04-08 | 3 | Hernandez Rulfo Fernando, Chief Accounting Officer of AST SpaceMobile, filed an initial beneficial ownership statement on April 6, 2021, disclosing that he owns no securities in the company. The filing was signed by attorney Brian Heller on April 8, 2021 and included a power of attorney exhibit. | r/ASTS |
| 2021-04-08 | 3 | Abel Antonio Avellan filed an initial Form 3 on April 6, 2021, upon becoming Chief Executive Officer and Director of AST SpaceMobile. The filing indicates that Avellan beneficially owned no securities in the company at the time of filing. | r/ASTS |
| 2021-04-08 | 3 | Luke Ibbetson filed an initial Form 3 statement on April 6, 2021 indicating he became a director of AST SpaceMobile but reported no beneficial ownership of any securities. The filing was executed with a power of attorney on behalf of Ibbetson by Brian Heller on April 8, 2021. | r/ASTS |
| 2021-04-08 | 3 | Edward D. Knapp filed an initial Form 3 statement on April 6, 2021, disclosing his position as a director of AST SpaceMobile, Inc. The filing indicates that Knapp beneficially owned no securities in the company at the time of the filing. This was a standard disclosure document required upon Knapp's assumption of his director role. | r/ASTS |
| 2021-04-08 | 3 | Hiroshi Mikitani filed an initial Form 3 statement on April 6, 2021, disclosing his position as a director of AST SpaceMobile, Inc. The filing indicates that Mikitani owns no securities in the company at the time of this initial beneficial ownership statement. | r/ASTS |
| 2021-04-08 | 3 | Ronald L. Rubin filed an initial Form 3 statement on April 6, 2021, disclosing his position as a Director at AST SpaceMobile, Inc. The filing indicates that Rubin beneficially owned no securities in the company at the time of filing. This is a standard disclosure required when a company insider assumes a new officer or director role. | r/ASTS |
| 2021-04-08 | 3 | Richard Sarnoff filed an initial Form 3 statement on April 6, 2021, indicating he became a director of AST SpaceMobile, Inc. The filing shows that Sarnoff held no beneficial ownership of any securities in the company at the time of filing. This is a standard disclosure required when a new officer or director assumes their position. | r/ASTS |
| 2021-04-08 | 3 | Thomas E. Severson Jr. filed an initial Form 3 on April 6, 2021, disclosing his positions as Director and Chief Financial & Operating Officer of AST SpaceMobile, Inc. The filing indicates that Severson held no beneficial ownership of any securities in the company at the time of filing. | r/ASTS |
| 2021-04-08 | 3 | Julio A. Torres, a director of AST SpaceMobile, filed an initial beneficial ownership statement on April 6, 2021, disclosing that he owned no securities in the company at the time of filing. The form was signed on April 8, 2021, by Brian Heller as attorney-in-fact, with no derivative securities or other holdings reported. | r/ASTS |
| 2021-04-08 | 3 | Brian Heller, Executive Vice President, General Counsel and Secretary of AST SpaceMobile, filed an initial Form 3 statement on April 8, 2021, disclosing that he beneficially owns no securities in the company as of April 6, 2021. The filing indicates Heller's officer position but shows no direct or indirect equity holdings, derivative securities, or options in AST SpaceMobile at the time of this initial beneficial ownership disclosure. | r/ASTS |
| 2021-04-08 | 4 | Abel Antonio Avellan, CEO and 10% owner of AST SpaceMobile, acquired 78,163,078 shares of Class C Common Stock and an equivalent number of Common Units on April 6, 2021, as part of the company's business combination between New Providence Acquisition Corp. and AST & Science, LLC. The Common Units held by Avellan are redeemable for Class A Common Stock on a one-to-one basis starting April 6, 2022, and do not have an expiration date. | r/ASTS |
| 2021-04-08 | 4 | Coleman Alexander, a director and 10% owner of AST SpaceMobile, acquired 5,710,000 shares of Class A Common Stock on April 6, 2021, when his Class B Common Stock automatically converted on a one-for-one basis following the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC. This transaction reflects the completion of the SPAC merger that took AST SpaceMobile public. | r/ASTS |
| 2021-04-08 | 4 | On April 6, 2021, Hiroshi Mikitani, founder and CEO of Rakuten, acquired approximately 28.5 million Class B Common Stock shares and 2.5 million Class A Common Stock shares valued at $10 per share through his control of Rakuten entities in connection with the business combination closing between New Providence Acquisition Corp. and AST & Science, LLC. Mikitani's ownership was structured indirectly through Rakuten Mobile USA Service Inc. and Rakuten Mobile, Inc., with the Class B shares originally issued as Common Units that were reclassified as part of the merger on a 1-to-14.50149869 basis. | r/ASTS |
| 2021-04-08 | 4 | Director Richard Sarnoff acquired 348,035 stock options with an exercise price of $0.06 per share on April 6, 2021, as part of AST SpaceMobile's business combination between New Providence Acquisition Corp. and AST & Science, LLC. The options vest in 24 equal monthly installments beginning May 16, 2019, and expire on May 16, 2029. This transaction reflects the equity restructuring that occurred when the SPAC merger closed and existing AST common units were reclassified and reissued on a 1-to-14.50149869 basis. | r/ASTS |
| 2021-04-08 | 4 | On April 6, 2021, Thomas E. Severson Jr., Chief Financial and Operating Officer of AST SpaceMobile, acquired 1,595,165 Class B Common Stock shares and 1,595,165 Common Units as part of the business combination closing between New Providence Acquisition Corp. and AST & Science, LLC, along with stock options for 1,566,161 Common Units exercisable at $0.06 per share. The Common Units are redeemable for Class A Common Stock on a one-to-one basis beginning April 6, 2022, and the stock options vest 20% on October 1, 2018, with the remainder vesting in 48 equal monthly installments. | r/ASTS |
| 2021-04-06 | 25-NSE | AST SpaceMobile voluntarily withdrew its securities from listing on the Nasdaq Stock Market, effective April 6, 2021, through the filing of a Form 25 notification with the SEC. The company complied with all applicable exchange rules and SEC requirements governing the delisting process. This action removed AST SpaceMobile's securities from public trading on Nasdaq and terminated their registration under Section 12(b) of the Securities Exchange Act. | r/ASTS |
| 2021-04-01 | 8-K | New Providence Acquisition Corp. stockholders voted on April 1, 2021 to approve the merger with AST & Science LLC, with overwhelming support including approval of the business combination agreement, Nasdaq listing, charter amendments, board elections, and employee compensation plans. The transaction was expected to close on or around April 6, 2021, with AST SpaceMobile's common stock and warrants beginning trading on Nasdaq under symbols ASTS and ASTW on April 7, 2021. Only 8,460 shares valued at less than $100,000 were redeemed in connection with the special meeting. | r/ASTS |
| 2021-03-26 | DEFA14A | New Providence Acquisition Corp. filed supplemental disclosures to its proxy statement regarding its proposed business combination with AST & Science LLC to create AST SpaceMobile, Inc., following three shareholder lawsuits and demand letters alleging incomplete disclosures. The company clarified ownership structure post-closing, noting existing AST equityholders would hold 94% voting power with $230 million in PIPE investment and no stockholder redemptions, while current NPA shareholders would hold 6% voting power. NPA denied the legal claims were meritorious but made the supplemental disclosures voluntarily to avoid litigation costs and delays, with the special stockholder meeting scheduled for April 1, 2021. | r/ASTS |
| 2021-03-26 | 8-K | New Providence Acquisition Corp. filed supplemental disclosures to its proxy statement ahead of an April 1, 2021 stockholder vote on its planned merger with AST & Science LLC to form AST SpaceMobile, Inc., voluntarily adding clarifications about ownership stakes to avoid litigation costs despite asserting the original disclosures were legally sufficient. Under the deal terms with $230 million in PIPE investment and no stockholder redemptions, existing AST equityholders would hold 94% of voting power while current NPA shareholders would hold 6% post-closing. The company faced three shareholder lawsuits and demand letters alleging incomplete disclosures in the preliminary proxy materials but denied the allegations had merit. | r/ASTS |
| 2021-03-18 | DEFA14A | New Providence Acquisition Corp. is soliciting stockholder votes for a proposed business combination with AST SpaceMobile, a space-based cellular broadband company, with voting scheduled for an April 1, 2021 virtual stockholder meeting and the company's board recommending approval of the merger and related proposals. New Providence raised $230 million in its September 2019 IPO and AST SpaceMobile aims to build the first space-based cellular network to operate with standard mobile devices to serve five billion mobile subscribers globally. The filing provides voting instructions and contact information for proxy solicitors while cautioning that forward-looking statements involve significant risks including potential failure to obtain stockholder approval, legal challenges, and inability to complete the combination or maintain Nasdaq listing. | r/ASTS |
| 2021-03-15 | DEFA14A | New Providence Acquisition Corp. scheduled a special stockholder meeting for April 1, 2021, to approve its business combination with AST SpaceMobile, a space-based cellular broadband company aiming to provide connectivity to underserved mobile subscribers globally. Stockholders previously approved extending the business combination deadline from March 15, 2021 to June 15, 2021, and upon closing, AST SpaceMobile's stock is expected to trade on NASDAQ under ticker symbol "ASTS." | r/ASTS |
| 2021-03-12 | DEFA14A | AST & Science announced it reached 1,000 patent claims covering its space-based cellular broadband network technology, with patents protecting satellite architecture, energy efficiency, deployment, and communication protocols across critical global jurisdictions. The company is proceeding with its planned merger with New Providence Acquisition Corp., a SPAC that raised $230 million in its September 2019 IPO, to become publicly listed as AST SpaceMobile on Nasdaq under ticker ASTS. AST aims to eliminate connectivity gaps for 5 billion mobile subscribers and bring broadband to approximately half the world's unconnected population through partnerships with major operators including Vodafone, Rakuten, and American Tower. | r/ASTS |