Filings
542 filings found
| Date | Type | Summary | |
|---|---|---|---|
| 2024-10-18 | 4 | Maya Bernal, Chief Accounting Officer of AST SpaceMobile, received a vesting of 10,000 restricted stock units on October 17, 2024, with 2,432 shares withheld to cover tax obligations, resulting in a net vesting of 7,568 shares at $28.49 per share. Following this transaction, Bernal beneficially owns 120,579 shares of Class A Common Stock. This is a routine equity compensation transaction with no material business impact beyond standard insider compensation practices. | r/ASTS |
| 2024-10-15 | SC 13D/A | On October 10, 2024, Rakuten Mobile completed a transaction acquiring 28,520,155 shares of AST SpaceMobile Class A Common Stock in exchange for AST Common Units previously held by Rakuten USA, while simultaneously canceling 28,520,155 Class B shares. This dilution of outstanding Class A shares reduced founder Abel Avellan's ownership percentage from a higher level to 28.1% of Class A Common Stock (though he maintains 78.8% voting control through Class C shares), with no transactions conducted by Avellan himself during the past 60 days. | r/ASTS |
| 2024-10-10 | 4 | Rakuten Mobile, controlled by board member Hiroshi Mikitani, acquired 28.5 million shares of AST SpaceMobile Class A Common Stock on October 10, 2024, through a series of mergers that converted its previous Class B shares and common units into the new equity stake. Following the transaction, Rakuten Mobile's beneficial ownership increased to approximately 31 million shares of Class A Common Stock. The transaction involved the merger of Rakuten USA subsidiaries into newly formed AST SpaceMobile subsidiaries, effectively restructuring Rakuten's ownership position in the company. | r/ASTS |
| 2024-10-10 | SC 13D/A | Rakuten Mobile completed a series of mergers on October 10, 2024, converting its 28.5 million Class B shares and common units into 28.5 million Class A shares, resulting in Rakuten and its CEO Hiroshi Mikitani collectively holding 31.02 million Class A shares representing 16.63% ownership of AST SpaceMobile. Rakuten USA ceased to exist as a separate entity following the transactions and transferred its rights under the stockholders' agreement and registration rights agreement to Rakuten. | r/ASTS |
| 2024-10-10 | 4 | Chief Technology Officer Yao Huiwen sold 45,000 shares of Class A Common Stock on October 8, 2024 at a weighted average price of $24.26 per share to cover tax liabilities related to the exercise of stock options. Following the sale, Huiwen retained 55,000 shares of Class A Common Stock and maintains beneficial ownership of approximately 662,434 shares through indirect holdings via AST LLC Incentive Equity Options with exercise prices of $0.0641 and $0.6001 per share. | r/ASTS |
| 2024-10-07 | 4 | Yao Huiwen, Chief Technology Officer of AST SpaceMobile, exercised 100,000 AST LLC Incentive Equity Options on October 3, 2024, acquiring 100,000 shares of Class A Common Stock at a price of $0.0641 per share. Following this transaction, Huiwen beneficially owned 662,434 derivative securities in the form of AST LLC Incentive Options, which are exchangeable for Class A Common Stock shares with an expiration date of April 17, 2029. | r/ASTS |
| 2024-10-03 | 8-K | AST SpaceMobile completed the redemption of all outstanding public warrants to purchase Class A common stock on October 2, 2024. The warrant redemption was conducted pursuant to the company's original warrant agreement dated September 13, 2019. This elimination of public warrants simplifies the company's capital structure by removing the derivative security from circulation. | r/ASTS |
| 2024-10-01 | 144/A | Scott Wisniewski, an officer at AST SpaceMobile, sold 2,700 shares of Class A stock on September 30, 2024, valued at approximately $70,527, representing restricted stock that vested as compensation on September 26, 2024. The filing was amended on October 1, 2024 to update the lot information from the original submission. This represents a routine insider transaction with no indication of material adverse developments at the company. | r/ASTS |
| 2024-10-01 | 4/A | Scott Wisniewski, AST SpaceMobile's President, received 75,000 restricted stock units vesting over three years and 145,000 performance-based RSUs vesting over two years on September 26, 2024. He subsequently sold 2,700 shares on September 30, 2024 at approximately $26 per share to cover tax liabilities related to RSU vesting, with this Form 4/A amendment filed to correct the previously reported sale prices. | r/ASTS |
| 2024-09-30 | 8-K | AST SpaceMobile announced the preliminary results of redeeming all outstanding public warrants to purchase Class A common stock on September 30, 2024. The warrant redemption was conducted pursuant to the company's Warrant Agreement originally dated September 13, 2019 with Continental Stock Transfer & Trust Company serving as warrant agent. | r/ASTS |
| 2024-09-30 | 144 | Scott Wisniewski, an officer at AST SpaceMobile, filed notice to sell 2,700 shares of Class A stock valued at approximately $70,527 on September 30, 2024. The shares were acquired through restricted stock vesting as compensation on May 8, 2024, and this represents Wisniewski's first sale of these securities in the past three months. | r/ASTS |
| 2024-09-30 | 144 | An officer at AST SpaceMobile named Shanti Gupta proposed to sell 80,000 shares of common stock on September 30, 2024, valued at approximately $2.07 million, through UBS Financial Services. The shares being sold consist of two tranches of restricted stock units that vested on September 15, 2022 (32,125 shares) and September 15, 2023 (47,875 shares). | r/ASTS |
| 2024-09-30 | 4 | Andrew Martin Johnson, CFO and CLO of AST SpaceMobile, received a grant of 75,000 restricted stock units on September 26, 2024, with no monetary value at grant, bringing his total beneficial ownership to 375,000 shares. The RSUs vest in three equal annual tranches on August 15, 2025, 2026, and 2027, contingent on his continued service with the company. | r/ASTS |
| 2024-09-30 | 4 | Chief Operating Officer Shanti Gupta acquired 75,000 restricted stock units on September 26, 2024, that vest over three years in equal annual installments, while selling 80,000 shares on September 30, 2024, at an average price of $25.83 per share. Following these transactions, Gupta held 393,232 shares of Class A Common Stock directly. | r/ASTS |
| 2024-09-30 | 4 | Scott Wisniewski, AST SpaceMobile's President, received 220,000 restricted stock units on September 26, 2024, split between service-based RSUs vesting over three years and performance-based RSUs vesting over two years. He subsequently sold 2,700 shares at approximately $23.12-$23.13 per share on September 30, 2024, to cover tax withholding obligations related to RSU vesting, leaving him with 712,660 shares of Class A Common Stock. | r/ASTS |
| 2024-09-27 | 25-NSE | AST SpaceMobile's warrant class of securities was removed from listing and registration on the Nasdaq Stock Market, with the company voluntarily withdrawing this security class in compliance with SEC regulations. The filing, executed on September 27, 2024, indicates the issuer met all requirements for the delisting under the applicable regulatory provisions. | r/ASTS |
| 2024-09-26 | SC 13D/A | Abel Avellan's beneficial ownership stake in AST SpaceMobile decreased from a higher percentage to 32.2% of Class A Common Stock (78.2 million shares) due to the company issuing new shares through warrant exercises and an at-the-market equity offering, though Avellan made no sales himself. Despite the dilution in Class A ownership, Avellan maintains a 79.3% voting control through his ownership of all Class C Common Stock, which carries ten votes per share. | r/ASTS |
| 2024-09-17 | 4 | Chief Operating Officer Shanti Gupta acquired 50,000 restricted stock units on September 15, 2024, as part of a vesting grant that will distribute 25% annually over four years starting from September 2021. After withholding 25,575 shares to cover tax obligations related to the vesting event, Gupta's total beneficial ownership increased to 398,232 shares of Class A Common Stock. | r/ASTS |
| 2024-09-13 | S-8 POS | On September 10, 2024, stockholders approved the AST SpaceMobile, Inc. 2024 Incentive Award Plan to replace the 2020 Plan, under which no further awards will be made. This post-effective amendment registers approximately 1.4 million rollover shares previously available under the 2020 Plan and 6.9 million shares subject to outstanding awards under that plan for issuance under the 2024 Plan, without increasing the total shares registered. Contemporaneously, the company filed a separate S-8 registration to register 2 million new shares available for issuance under the 2024 Plan. | r/ASTS |
| 2024-09-13 | S-8 | The company registered its 2024 Incentive Award Plan under the Securities Act on September 13, 2024, to permit the issuance of equity awards to employees and other eligible participants. As a non-accelerated filer, smaller reporting company, and emerging growth company, AST SpaceMobile is establishing a framework to grant stock-based compensation while incorporating existing SEC filings and corporate governance documents by reference. The registration does not specify the total dollar value or number of shares available under the plan in this document. | r/ASTS |
| 2024-09-12 | 4 | Director Adriana Cisneros received a grant of 5,744 restricted stock units on September 10, 2024, at no cost, which will vest in one year or upon the next annual stockholder meeting, whichever comes first, subject to her continued service. Following this transaction, Cisneros beneficially owned 780,516 shares of AST SpaceMobile Class A Common Stock. | r/ASTS |
| 2024-09-11 | 4 | Director Johan Wibergh acquired 5,744 restricted stock units on September 10, 2024, at no cost as part of a grant that vests in one year or at the next annual stockholder meeting, whichever comes first. Following this transaction, Wibergh's beneficial ownership in AST SpaceMobile totaled 23,643 shares held directly. The grant was contingent on continued service through the vesting date. | r/ASTS |
| 2024-09-11 | 4 | Ronald L. Rubin, a director of AST SpaceMobile, acquired 5,744 restricted stock units on September 10, 2024, at no cost, bringing his total beneficial ownership to 72,628 shares. The restricted stock units vest in full on the earlier of the one-year anniversary of the grant date or the next annual stockholder meeting, subject to continued service. | r/ASTS |
| 2024-09-11 | 4 | Director Richard Sarnoff acquired 5,744 restricted stock units on September 10, 2024, at no cost as part of a compensation grant. These units will vest in full on the one-year anniversary of the grant date or at the next annual stockholder meeting, whichever comes first, bringing his total beneficial ownership to 72,628 shares of Class A Common Stock. | r/ASTS |
| 2024-09-11 | 4 | Director Julio A. Torres acquired 5,744 restricted stock units on September 10, 2024, at no cost, bringing his total beneficial ownership of Class A Common Stock to 72,628 shares. The restricted stock units vest in full on the earlier of the one-year anniversary of the grant date or the next annual stockholder meeting, contingent on continued service. | r/ASTS |